$HALO 4 SEC Filings

Filed On	Filing
08 Oct 2026	Form 4: Torley Helen, Director Received 20,000 shares by exercise or conversion ($368K) · Sold 20,000 shares ($2.19M) · Received 20,000 shares by exercise or conversion ($368K) · 3 more
02 Oct 2026	Form 4: Daly James M, Director Received 1,169 shares as a grant or award · Granted 1,775 Option to Purchase Common Stock
02 Oct 2026	Form 4: Posard Matthew L., Director Sold 5,230 shares ($568K)
17 Sep 2026	Form 4: Posard Matthew L., Director Sold 18,996 shares ($2.05M)
11 Sep 2026	Form 4: Torley Helen, Director Received 20,000 shares by exercise or conversion ($368K) · Sold 20,000 shares ($2.15M) · Received 20,000 shares by exercise or conversion ($368K) · 3 more
02 Sep 2026	Form 4: Appelhans Dannielle, Director Received 1,161 shares as a grant or award · Granted 1,778 Option to Purchase Common Stock
19 Aug 2026	Form 4: Torley Helen, Director Received 20,000 shares by exercise or conversion ($368K) · Sold 20,000 shares ($2.05M) · Received 20,000 shares by exercise or conversion ($368K) · 3 more
11 Aug 2026	Form 4: Connaughton Bernadette, Director Sold 1,626 shares ($167K)
09 Jul 2026	Form 4: Torley Helen, Director Received 1,923 shares by exercise or conversion ($23.2K) · Sold 1,923 shares ($153K)
02 Jul 2026	Form 4: Ramsay David A, EVP, PRESIDENT, DRUG DELIVERY Received 10,000 shares by exercise or conversion · Gave up 5,408 shares to cover exercise price or tax ($423K) · Granted 16,232 Restricted Stock Units · 1 more
02 Jul 2026	Form 4: Connaughton Bernadette, Director Sold 1,625 shares ($125K)
02 Jul 2026	Form 4: Snellgrove Darren, SVP, Chief Financial Officer Granted 41,554 Restricted Stock Units · Granted 127,432 Option to Purchase Common Stock
30 Jun 2026	Form 4: Krishnan Mahesh, Director Received 7,304 shares by exercise or conversion ($281K) · Sold 7,304 shares ($548K)
15 Jun 2026	Form 4: Snyder Mark Howard, SVP, CHIEF LEGAL OFFICER Received 5,034 shares by exercise or conversion · Gave up 2,715 shares to cover exercise price or tax ($189K)
03 Jun 2026	Form 4: Torley Helen, Director Received 20,000 shares by exercise or conversion ($241K) · Sold 20,000 shares ($1.35M) · Received 20,000 shares by exercise or conversion ($241K) · 3 more
02 Jun 2026	Form 4: Connaughton Bernadette, Director Sold 1,625 shares ($108K)
13 May 2026	Form 4: Torley Helen, Director Received 20,000 shares by exercise or conversion ($241K) · Sold 20,000 shares ($1.31M) · Received 20,000 shares by exercise or conversion ($241K) · 3 more
07 May 2026	Form 4: Posard Matthew L., Director Received 3,796 shares as a grant or award · Granted 6,040 Option to Purchase Common Stock
07 May 2026	Form 4: Krishnan Mahesh, Director Received 3,796 shares as a grant or award · Granted 6,040 Option to Purchase Common Stock
07 May 2026	Form 4: Lang James Paul, Director Received 3,796 shares as a grant or award · Granted 6,040 Option to Purchase Common Stock

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