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$NVS
$153.81 +$2.69 (1.78%) Close

$NVS 4 SEC Filings

Filed On Filing
16 Jul 2020 Form 4: Novartis Pharma Ag, 10% owner and 1 other · Poseida Therapeutics, Inc.

Received 5,908,089 shares by conversion

02 Jul 2020 Form 4: Novartis Bioventures Ltd, Former 10% Owner and 1 other · Akouos, Inc.

Received 1,056,258 shares by conversion · Bought 125,000 shares ($2.13M)

22 Jun 2020 Form 4: Novartis Bioventures Ltd, Former 10% Owner and 1 other · Galera Therapeutics, Inc.

Sold 900 shares ($8.14K) · Sold 1,001,312 shares ($8.26M)

17 Jun 2020 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Galera Therapeutics, Inc.

Sold 6,164 shares ($55.8K) · Sold 8,600 shares ($80K) · Sold 4,622 shares ($42.8K)

12 Jun 2020 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Galera Therapeutics, Inc.

Sold 8,532 shares ($80.7K) · Sold 7,200 shares ($66.3K) · Sold 1,500 shares ($13.8K)

09 Jun 2020 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Galera Therapeutics, Inc.

Sold 8,652 shares ($83.6K) · Sold 5,659 shares ($54.7K) · Sold 7,000 shares ($65.7K)

04 Jun 2020 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Galera Therapeutics, Inc.

Sold 5,669 shares ($54.9K) · Sold 5,208 shares ($50.9K) · Sold 4,088 shares ($39K)

12 Nov 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Galera Therapeutics, Inc.

Received 3,293,067 shares by conversion · Bought 250,000 shares ($3M)

30 May 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Bicycle Therapeutics PLC

Received 1,529,561 shares by conversion · Received 71,450 shares by exercise · Bought 168,630 shares ($2.36M)

29 Apr 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Whitehawk Therapeutics Inc

Sold 563,096 shares ($580K) · Sold 138,704 shares ($143K)

24 Apr 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Whitehawk Therapeutics Inc

Sold 7,100 shares ($6.89K) · Sold 27,554 shares ($28.4K) · Sold 16,403 shares ($16.9K)

15 Apr 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Whitehawk Therapeutics Inc

Sold 57,438 shares ($62K) · Sold 30,908 shares ($32.1K) · Sold 28,794 shares ($28.5K)

10 Apr 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Whitehawk Therapeutics Inc

Sold 27,525 shares ($28.1K) · Sold 32,991 shares ($33.3K) · Sold 140,230 shares ($153K)

05 Apr 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Whitehawk Therapeutics Inc

Sold 58,033 shares ($55.7K) · Sold 47,900 shares ($48.4K) · Sold 24,661 shares ($25.2K)

02 Apr 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Rein Therapeutics Inc

Sold 106,540 shares ($197K) · Sold 20,610 shares ($39.2K)

02 Apr 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Whitehawk Therapeutics Inc

Sold 63,100 shares ($57.4K) · Sold 116,909 shares ($111K) · Sold 51,754 shares ($50.2K)

28 Mar 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Whitehawk Therapeutics Inc

Sold 177,762 shares ($180K) · Sold 50,749 shares ($50.2K) · Sold 88,835 shares ($83.5K)

15 Mar 2019 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Rein Therapeutics Inc

Sold 132,738 shares ($281K) · Sold 13,800 shares ($25.9K) · Sold 43,800 shares ($84.1K)

04 Oct 2018 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Altimmune, Inc.
14 Sep 2018 Form 4: Novartis Bioventures Ltd, 10% owner and 1 other · Altimmune, Inc.

Acquired 2,069,993 shares (Other Transaction) · Disposed of 465,086 Warrants (Other Transaction)

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