$NWBO 3 SEC Filings

Filed On	Filing
20 Dec 2019	Form 3: Davis Jean M., See Remarks No securities owned
16 Mar 2016	Form 3: Black Cofer, Director No securities owned
08 Mar 2016	Form 3: Bayh Susan B, Director No securities owned
16 Nov 2015	Form 3: Woodford Investment Management Llp, 10% owner and 1 other Holds 25,915,937 shares of Common stock, $0.001 par value per share
19 Dec 2014	Form 3: Cognate Bioservices, Inc., 10% owner Holds 46,000,000 shares of Common stock, par value $0.001 per share ("Common Stock")
05 Oct 2007	Form 3: Harris Steve, Director No securities owned
02 Oct 2007	Form 3: Deasey Anthony P, Director No securities owned
07 Mar 2007	Form 3: Johnston Jim D, CFO & Gen Counsel
17 Nov 2005	Form 3: Toucan Partners, Llc, 10% owner
06 May 2004	Form 3: Toucan Capital Fund II, Lp, 10% owner and 5 others
18 Dec 2002	Form 3

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