$OAK-PA 4/A SEC Filings

Filed On	Filing
16 May 2024	Form 4/A: Brookfield Oaktree Holdings, Llc, Director and 9 others · Battalion Oil Corp Granted 6,376 Series A-4 Redeemable Convertible Preferred Stock
16 Nov 2023	Form 4/A: Ocm Growth Holdings Llc, Director and 5 others · Runway Growth Finance Corp Sold 3,750,000 shares ($45.2M)
18 Jan 2022	Form 4/A: Ocm Growth Holdings Llc, Director and 9 others · Runway Growth Finance Corp Bought 20,300 shares ($274K)
16 Mar 2018	Form 4/A: Oaktree Capital Management Lp, 10% owner and 7 others · STONEMOR PARTNERS LP Bought 35,000 shares ($205K)
17 Aug 2016	Form 4/A: Opps Marine Holdings TP, L.p., Director and 5 others · Euronav MI II Inc. Disposed of 1,081,081 shares (Other Transaction) · Acquired 1,092,696 shares (Other Transaction) · Bought 19,238 shares ($252K) · 1 more
17 Aug 2016	Form 4/A: Oaktree Capital Group Holdings GP, Llc, Director and 3 others · Euronav MI II Inc. Disposed of 9,800,560 shares (Other Transaction) · Acquired 11,536,876 shares (Other Transaction) · Disposed of 1,684,047 shares (Other Transaction) · 2 more
07 Mar 2014	Form 4/A: Ocm Pe Holdings, L.p., Director and 7 others · PULSE ELECTRONICS CORP Received 8,154,927 shares by conversion
12 Feb 2009	Form 4/A: Oaktree Capital Group Holdings GP, Llc, 10% owner and 9 others · GT Advanced Technologies Inc. Sold 30,300,000 shares ($500M)
30 Jul 2008	Form 4/A: Oaktree Capital Group Holdings GP, Llc, 10% owner and 8 others · GT Advanced Technologies Inc. Sold 30,300,000 shares ($500M)

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