$PIPR 4/A SEC Filings

Filed On	Filing
21 May 2025	Form 4/A: Baker James P, Global Co-Head IB and Cap Mkts Bought 2,000 shares ($535K)
18 Sep 2019	Form 4/A: Piper Addison L, Director Received 19 shares as a grant or award
21 Feb 2018	Form 4/A: LaRue R Scott, .Head Global IB and Cap Mkts Received 4,157 shares as a grant or award
05 Feb 2018	Form 4/A: Johnson B Kristine, Director Gave 1,100 shares as a gift
01 Dec 2016	Form 4/A: Johnson B Kristine, Director Sold 1,425 shares ($76.2K)
01 Nov 2016	Form 4/A: Esckilsen Christine N, Chief of Human Capital Received 4,691 shares by exercise or conversion · Gave up 1,577 shares to cover exercise price or tax
04 Mar 2016	Form 4/A: LaRue R Scott, Director Gave up 1,095 shares to cover exercise price or tax ($45.5K) · Received 22,051 shares as a grant or award · Gave up 2,070 shares to cover exercise price or tax ($86.8K)
04 Mar 2016	Form 4/A: Geelan John W, General Counsel Received 960 shares as a grant or award · Gave up 93 shares to cover exercise price or tax ($3.9K)
04 Mar 2016	Form 4/A: Esckilsen Christine N, Chief of Human Capital Received 1,908 shares as a grant or award · Gave up 67 shares to cover exercise price or tax ($2.81K)
04 Mar 2016	Form 4/A: Crawshaw Christopher D, Head of Asset Management Received 7,414 shares as a grant or award · Gave up 859 shares to cover exercise price or tax ($36K)
04 Mar 2016	Form 4/A: Winges Martin Bradley, CIO and Head of Fixed Income Gave up 2,635 shares to cover exercise price or tax ($110K) · Sold 5,500 shares ($227K) · Received 14,611 shares as a grant or award · 1 more
04 Mar 2016	Form 4/A: Smith Thomas Gregory, Chief Strategy Officer Gave up 91 shares to cover exercise price or tax ($3.78K) · Received 1,009 shares as a grant or award · Gave up 98 shares to cover exercise price or tax ($4.11K)
04 Mar 2016	Form 4/A: Schoneman Debbra L., Chief Financial Officer Gave up 613 shares to cover exercise price or tax ($25.5K) · Received 8,238 shares as a grant or award · Gave up 820 shares to cover exercise price or tax ($34.4K)
04 Mar 2016	Form 4/A: Klinefelter Jeffrey P, Global Head of Equities Gave up 959 shares to cover exercise price or tax ($39.9K) · Received 20,293 shares as a grant or award · Gave up 1,319 shares to cover exercise price or tax ($55.3K)
04 Mar 2016	Form 4/A: Fairman Francis E Iv, Head, Public Finance Services Gave up 997 shares to cover exercise price or tax ($41.5K) · Received 10,212 shares as a grant or award · Gave up 324 shares to cover exercise price or tax ($13.6K)
04 Mar 2016	Form 4/A: Duff Andrew S, Director Gave up 2,345 shares to cover exercise price or tax ($97.5K) · Received 46,581 shares as a grant or award · Gave up 2,957 shares to cover exercise price or tax ($124K)
04 Mar 2016	Form 4/A: Abraham Chad R, Co-Head Global IB and Cap Mkts Gave up 952 shares to cover exercise price or tax ($39.6K) · Received 22,051 shares as a grant or award · Gave up 1,851 shares to cover exercise price or tax ($77.6K)
03 Dec 2015	Form 4/A: Piper Addison L, Director Disposed of 173.96 shares (Discretionary Transaction) ($6.14K)
01 Apr 2015	Form 4/A: Geelan John W, General Counsel Gave up 60 shares to cover exercise price or tax ($3.27K) · Received 718 shares as a grant or award
10 Feb 2015	Form 4/A: Klinefelter Jeffrey P, Global Head of Equities Sold 750 shares ($44.2K)

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