TIAA Kaspick, LLC

Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.

Reported portfolio value by quarter (12 quarters reported)

$384M $17.4M

Q4 18 Q3 19 Q2 20 Q1 21 Q3 21

$220M in Q4 2018 → $24.2M now. Hover for any quarter.

Holdings

As reported for the quarter ended September 30, 2021. Activity is the change in share count since the prior quarter's filing.

Holding	% of portfolio	Activity	Shares	Value
SS SPDR S&P 500 ETF Tr Tr Unit	21.2%	Trimmed 0.3%	11,921	$5.12M
IT Ishares Tr Rus 1000 ETF	15.2%	Trimmed 1.9%	15,179	$3.67M
VT Vanguard Tax-managed Intl Fd Ftse Dev Mkt ETF	14.2%	Unchanged	68,230	$3.45M
AE American Express Co Com	11.3%	Trimmed 1.1%	16,315	$2.73M
IT Ishares Tr Msci Eafe ETF	6.2%	Unchanged	19,112	$1.49M
IT Ishares Tr Russell 2000 ETF	5.3%	Unchanged	5,902	$1.29M
DE Dimensional ETF Trust Us Small Cap ETF	5.0%	Unchanged	21,127	$1.22M
AF Ameriprise Finl Inc Com	4.2%	Trimmed 1.1%	3,875	$1.02M
VI Vanguard Index Fds Value ETF	4.2%	Trimmed 2.4%	7,431	$1.01M
DE Dimensional ETF Trust Us Targeted Vlu	3.8%	Unchanged	20,833	$925K
PA Procter And Gamble Co Com	2.7%	Unchanged	4,583	$641K
IT Ishares Tr Rus 2000 Val ETF	2.3%	Unchanged	3,544	$568K
3C 3m Co Com	1.9%	Unchanged	2,648	$465K
EM Exxon Mobil Corp Com	1.1%	Unchanged	4,500	$265K
VS Vanguard Scottsdale Fds Short Term Treas	1.1%	Trimmed 30%	4,175	$256K
MM Mfs Multimarket Income Tr Sh Ben Int	0.3%	Added 1.8%	10,831	$71K

What changed each quarter, from the filings' own share counts. Largest moves first; most recent 8 quarters.

quarter ended September 30, 2021 · filed November 04, 2021

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr Core S&P500 ETF	Exited	−3,277	−$1.41M	—
IT Ishares Tr Rus Mid Cap ETF	Exited	−6,169	−$489K	—
SD SPDR Dow Jones Indl Average Ut Ser 1	Exited	−850	−$293K	—
GE General Electric Co Com	Exited	−12,911	−$174K	—
VS Vanguard Scottsdale Fds Short Term Treas	Trimmed	−1,750	−$107K	1.1%
IT Ishares Tr Rus 1000 ETF	Trimmed	−300	−$72.5K	15.2%
AE American Express Co Com	Trimmed	−175	−$29.3K	11.3%
VI Vanguard Index Fds Value ETF	Trimmed	−180	−$24.4K	4.2%
SS SPDR S&P 500 ETF Tr Tr Unit	Trimmed	−34	−$14.6K	21.2%
AF Ameriprise Finl Inc Com	Trimmed	−45	−$11.9K	4.2%

Showing the 10 largest of 11 changes.

quarter ended June 30, 2021 · filed August 04, 2021

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr Core S&P500 ETF	New	+3,277	+$1.41M	5.2%
DE Dimensional ETF Trust Us Small Cap ETF Added	New	+21,127	+$1.23M	4.6%
DE Dimensional ETF Trust Us Targeted Vlu Added	New	+20,833	+$933K	3.5%
IT Ishares Tr Rus Mid Cap ETF	New	+6,169	+$489K	1.8%
SD SPDR Dow Jones Indl Average Ut Ser 1	New	+850	+$293K	1.1%
VS Vanguard Scottsdale Fds Short Term Treas	Trimmed	−1,790	−$110K	1.3%
IT Ishares Tr Rus 1000 ETF	Added	+300	+$72.6K	13.9%
AE American Express Co Com	Trimmed	−200	−$33.1K	10.1%
SS SPDR S&P 500 ETF Tr Tr Unit	Trimmed	−30	−$12.8K	19.0%
IT Ishares Tr Russell 2000 ETF	Trimmed	−45	−$10.3K	5.0%

Showing the 10 largest of 13 changes.

quarter ended March 31, 2021 · filed May 11, 2021

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr Core S&P500 ETF	Exited	−1,139	−$428K	—
IT Ishares Tr Core S&P Mcp ETF	Exited	−1,115	−$256K	—
EM Exxon Mobil Corp Com	New	+4,500	+$251K	1.2%
IT Ishares Tr Russell 2000 ETF	Trimmed	−1,106	−$244K	6.2%
VS Vanguard Scottsdale Fds Short Term Treas	Trimmed	−930	−$57.3K	2.2%
AE American Express Co Com	Trimmed	−250	−$35.4K	11.1%
IT Ishares Tr Msci Eafe ETF	Trimmed	−235	−$17.8K	6.9%
IT Ishares Tr Rus 2000 Val ETF	Trimmed	−94	−$15K	2.7%
AF Ameriprise Finl Inc Com	Added	+45	+$10.5K	4.3%

quarter ended December 31, 2020 · filed February 03, 2021

Company	Action	Shares changed	Value of change	% of portfolio
VT Vanguard Tax-managed Intl Fd Ftse Dev Mkt ETF	Added	+12,230	+$577K	15.8%
VS Vanguard Scottsdale Fds Short Term Treas	Trimmed	−1,705	−$105K	2.6%
IT Ishares Tr Rus 2000 Val ETF	Trimmed	−260	−$34.2K	2.3%
AE American Express Co Com	Trimmed	−250	−$30.2K	10.0%
SS SPDR S&P 500 ETF Tr Tr Unit	Trimmed	−35	−$13.1K	21.9%
IT Ishares Tr Msci Eafe ETF	Added	+100	+$7.3K	7.0%
MM Mfs Multimarket Income Tr Sh Ben Int	Trimmed	−300	−$1.83K	0.4%

quarter ended September 30, 2020 · filed November 04, 2020

Company	Action	Shares changed	Value of change	% of portfolio
SS SPDR S&P 500 ETF Tr Tr Unit	Trimmed	−137,900	−$46.2M	23.1%
IT Ishares Tr Msci Eafe ETF	Trimmed	−262,046	−$16.7M	7.1%
IT Ishares Tr Core Us Aggbd Et	Exited	−77,382	−$9.15M	—
IT Ishares Tr Msci Emg Mkt ETF	Exited	−173,657	−$6.95M	—
IT Ishares Tr Core S&P500 ETF	Trimmed	−11,688	−$3.93M	2.2%
SS Select Sector SPDR Tr Energy	Exited	−92,748	−$3.51M	—
VI Vanguard Index Fds Real Estate ETF	Exited	−37,237	−$2.92M	—
IT Ishares Tr Core S&P Mcp ETF	Trimmed	−4,791	−$889K	1.2%
IT Ishares Tr Intrm Gov Cr ETF	Exited	−7,082	−$834K	—
VS Vanguard Scottsdale Fds Short Term Treas	New	+10,350	+$643K	3.7%

Showing the 10 largest of 21 changes.

quarter ended June 30, 2020 · filed August 10, 2020

Company	Action	Shares changed	Value of change	% of portfolio
SS SPDR S&P 500 ETF Tr Tr Unit	Trimmed	−164,728	−$50.8M	44.3%
IT Ishares Tr Core Us Aggbd Et	Trimmed	−97,238	−$11.5M	8.8%
IT Ishares Tr Msci Eafe ETF	Trimmed	−175,195	−$10.7M	16.4%
IT Ishares Tr Us Treas Bd ETF	Exited	−256,229	−$7.18M	—
IT Ishares Tr Russell 2000 ETF	Trimmed	−40,982	−$5.87M	1.4%
IT Ishares Tr Core S&P Mcp ETF	Trimmed	−29,054	−$5.17M	1.0%
SS Select Sector SPDR Tr Energy	Trimmed	−106,640	−$4.04M	3.4%
IT Ishares Tr Core S&P500 ETF	New	+12,827	+$3.97M	3.8%
VI Vanguard Index Fds Real Estate ETF	Trimmed	−48,901	−$3.84M	2.8%
IT Ishares Tr Msci Emg Mkt ETF	Trimmed	−67,037	−$2.68M	6.7%

Showing the 10 largest of 25 changes.

quarter ended March 31, 2020 · filed May 04, 2020

Company	Action	Shares changed	Value of change	% of portfolio
SS SPDR S&P 500 ETF Tr Tr Unit	Trimmed	−308,128	−$79.4M	46.9%
IT Ishares Tr Msci Eafe ETF	Trimmed	−477,764	−$25.5M	14.1%
IT Ishares Tr Core Us Aggbd Et	Trimmed	−178,465	−$20.6M	11.7%
IT Ishares Tr Msci Emg Mkt ETF	Trimmed	−266,065	−$9.08M	4.8%
VI Vanguard Index Fds Real Estate ETF	Trimmed	−69,810	−$4.88M	3.5%
VT Vanguard Tax-managed Intl Fd Ftse Dev Mkt ETF	New	+56,000	+$1.87M	1.1%
AE American Express Co Com	New	+17,890	+$1.53M	0.9%
SS Select Sector SPDR Tr Energy	Trimmed	−36,718	−$1.07M	3.4%
IT Ishares Tr Us Treas Bd ETF	Trimmed	−37,259	−$1.04M	4.2%
IT Ishares Tr Russell 2000 ETF	Added	+7,328	+$839K	3.4%

Showing the 10 largest of 21 changes.

quarter ended December 31, 2019 · filed January 29, 2020

Company	Action	Shares changed	Value of change	% of portfolio
IT Ishares Tr Msci Eafe ETF	Added	+580,755	+$40.3M	16.9%
SS SPDR S&P 500 ETF Tr Tr Unit	Trimmed	−115,636	−$37.2M	52.2%
IT Ishares Tr Core Us Aggbd Et	Trimmed	−256,951	−$28.9M	10.3%
IT Ishares Tr Msci Emg Mkt ETF	Added	+434,066	+$19.5M	5.9%
CC Coca Cola Co Com	Exited	−18,500	−$1.01M	—
NC Nutanix Inc Cl A	Trimmed	−30,000	−$939K	0.1%
VI Vanguard Index Fds Real Estate ETF	Trimmed	−7,581	−$703K	3.8%
OC Okta Inc Cl A	Exited	−5,000	−$492K	—
UT Uber Technologies Inc Com	New	+15,624	+$465K	0.1%
SS Select Sector SPDR Tr Energy	Trimmed	−6,837	−$410K	3.7%

Showing the 10 largest of 17 changes.

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