Trident Investment Management, LLC

Quarterly 13F snapshot: US-listed longs only, no performance figures — 13F data cannot support them.

Reported portfolio value by quarter (6 quarters reported)

$24.1M —

Q2 13 Q4 13 Q2 14 Q3 14

$24.1M in Q2 2013 → — now. Hover for any quarter.

Holdings

As reported for the quarter ended September 30, 2014. Activity is the change in share count since the prior quarter's filing.

Holding	% of portfolio	Activity	Shares	Value
0 0	NaN%	Unchanged	0	—

What changed each quarter, from the filings' own share counts. Largest moves first; most recent 5 quarters.

quarter ended September 30, 2014 · filed November 14, 2014

No position changes this quarter.

quarter ended June 30, 2014 · filed August 14, 2014

No position changes this quarter.

quarter ended March 31, 2014 · filed May 08, 2014

Company	Action	Shares changed	Value of change	% of portfolio
SS Select Sector SPDR Tr	Exited	−74,165	−$4.11M	—
SS Select Sector SPDR Tr	Exited	−91,480	−$3.93M	—
IT Ishares Tr	Exited	−28,773	−$2.48M	—
SS Select Sector SPDR Tr	Exited	−16,844	−$1.49M	—
CE Claymore Exchange Trd Fd Tr	Exited	−13,346	−$369K	—
0 0	New	+0	—	—

quarter ended December 31, 2013 · filed February 13, 2014

Company	Action	Shares changed	Value of change	% of portfolio
SS Select Sector SPDR Tr	Trimmed	−13,000	−$721K	33.2%
SS Select Sector SPDR Tr	Trimmed	−14,000	−$602K	31.8%
IT Ishares Tr	Trimmed	−4,900	−$422K	20.0%
SS Select Sector SPDR Tr	Trimmed	−3,100	−$274K	12.0%

quarter ended September 30, 2013 · filed November 08, 2013

Company	Action	Shares changed	Value of change	% of portfolio
Johnson & Johnson	Exited	−76,699	−$6.59M	—
SS Select Sector SPDR Tr	Exited	−49,527	−$1.86M	—
PE Powershares ETF Trust	Exited	−42,301	−$932K	—
SS Select Sector SPDR Tr	Trimmed	−12,500	−$640K	33.4%
SS Select Sector SPDR Tr	Trimmed	−12,200	−$486K	31.4%
CE Claymore Exchange Trd Fd Tr	Trimmed	−16,600	−$427K	2.6%
IT Ishares Tr	Trimmed	−4,200	−$335K	20.1%
SS Select Sector SPDR Tr	Trimmed	−2,490	−$208K	12.5%

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