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HEADWATERS INC 4 SEC Filings

Filed On Filing
08 May 2017 Form 4: Malquist Malyn K, Director

Returned 54,035 shares to the issuer

08 May 2017 Form 4: Newman Donald P, Chief Financial Officer

Returned 120,188 shares to the issuer · Disposed of 158,155 STOCK APPRECIATION RIGHTS (Disposition to Issuer)

08 May 2017 Form 4: Lents Murphy, Pres. HW Siding & Roofing Div.

Returned 88,595 shares to the issuer · Disposed of 164,692 STOCK APPRECIATION RIGHTS (Disposition to Issuer)

08 May 2017 Form 4: Christensen R Sam, Director

Returned 70,000 shares to the issuer

08 May 2017 Form 4: Fisher Blake O Jr, Director

Returned 74,560 shares to the issuer · Disposed of 12,000 Non-Qualified Stock Options (Disposition to Issuer)

08 May 2017 Form 4: Benson Kirk A, Director

Returned 1,575,658 shares to the issuer · Disposed of 959,748 STOCK APPRECIATION RIGHTS (Disposition to Issuer)

08 May 2017 Form 4: Summers Sylvia, Director

Returned 18,997 shares to the issuer

08 May 2017 Form 4: Chieffe Thomas, Director

Returned 16,100 shares to the issuer

08 May 2017 Form 4: Herickhoff James A, Director

Returned 78,592 shares to the issuer · Disposed of 12,000 Non-Qualified Stock Options (Disposition to Issuer)

08 May 2017 Form 4: Hatfield Harlan M, General Counsel

Returned 111,455 shares to the issuer · Disposed of 199,412 STOCK APPRECIATION RIGHTS (Disposition to Issuer)

08 May 2017 Form 4: Gehrmann William, Pres. Headwaters Resources

Returned 77,131 shares to the issuer · Disposed of 295,521 STOCK APPRECIATION RIGHTS (Disposition to Issuer)

08 May 2017 Form 4: Spann Brent, Pres. HW Stone Div.

Returned 11,771 shares to the issuer · Disposed of 4,428 STOCK APPRECIATION RIGHTS (Disposition to Issuer)

20 Dec 2016 Form 4: Hatfield Harlan M, General Counsel

Gave 5,470 shares as a gift

15 Dec 2016 Form 4: Lents Murphy, Pres. HW Siding & Roofing Div.

Received 41,764 shares by exercise or conversion ($399K) · Sold 11,475 shares ($271K)

14 Dec 2016 Form 4: Whisnant Bob L., President HCM, Block Group
09 Dec 2016 Form 4: Spann Brent, Pres. HW Stone Div.

Received 10,630 shares by exercise or conversion ($67.1K) · Sold 10,630 shares ($251K)

09 Dec 2016 Form 4: Hatfield Harlan M, General Counsel

Sold 9,889 shares ($233K)

08 Dec 2016 Form 4: Benson Kirk A, Director

Sold 516,345 shares ($12.2M)

08 Dec 2016 Form 4: Newman Donald P, Chiel Financial Officer

Sold 85,413 shares ($2.02M)

07 Dec 2016 Form 4: Benson Kirk A, Director

Gave 25,000 shares as a gift · Received 516,345 shares by exercise or conversion ($1.93M)

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