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HEADWATERS INC 4/A SEC Filings

Filed On Filing
13 Nov 2014 Form 4/A: Hatfield Harlan M, General Counsel

Granted 14,804 Stock Appreciation Rights

13 Nov 2014 Form 4/A: Newman Donald P, Chiel Financial Officer

Granted 19,659 Stock Appreciation Rights

13 Nov 2014 Form 4/A: Gehrmann William, Pres. Headwaters Resources

Granted 7,917 Stock Appreciation Rights

13 Nov 2014 Form 4/A: Whisnant Bob L., President HCM, Block Group

Granted 6,896 Stock Appreciation Rights

13 Nov 2014 Form 4/A: Lents Murphy, Pres. HW Siding & Roofing Div.

Granted 7,021 Stock Appreciation Rights

13 Nov 2014 Form 4/A: Benson Kirk A, Director

Granted 105,816 Stock Appreciation Rights

15 Sep 2009 Form 4/A: Christensen R Sam, Director

Bought 0 shares (—)

13 May 2009 Form 4/A: Benson Kirk A, Director

Granted 361,610 Stock Appreciation Rights

02 Sep 2008 Form 4/A: Benson Kirk A, Director

Acquired 10,000 Short Put (obligation to buy) (Open Market Purchase)

28 Nov 2007 Form 4/A: Stewart Steven G, Chief Financial Officer

Granted 29,592 Stock Appreciation Rights

28 Nov 2007 Form 4/A: Lawless John, CEO Tapco

Granted 37,433 Stock Appreciation Rights

28 Nov 2007 Form 4/A: Hatfield Harlan M, General Counsel

Granted 23,216 Stock Appreciation Rights

28 Nov 2007 Form 4/A: Gehrmann William, Pres. Headwaters Resources

Granted 32,813 Stock Appreciation Rights

28 Nov 2007 Form 4/A: Frailey Kenneth R, President - Energy Services

Granted 34,622 Stock Appreciation Rights

28 Nov 2007 Form 4/A: Benson Kirk A, Director

Granted 195,144 Stock Appreciation Rights

27 Aug 2004 Form 4/A: Stewart Steven G, Chief Financial Officer

Disposed of 51,253 shares (Other Transaction) ($1.49M)

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