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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 2 Deregistrations · 1
Warning Deregistration (Form 15) August 09, 2011
Warning Late filing notice — 10-K April 01, 2008

The registrant is unable to file its Annual Report on Form 10-K for the year ended December 31, 2007 (the “Annual Report ”) by the prescribed date due to the registrant’s need for additional time t...

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See every red-flag filing STERLING CHEMICALS INC has made, with the filing behind each one.

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