Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.
(Attach extra sheets if needed.) The issuer has encountered financial reporting complexities as a result of its November 5, 2015 private offering, and has sought assistance from outside consultants...
11 more red-flag filings behind a free account
See every red-flag filing Axion Power International, Inc. has made, with the filing behind each one.
Sign up freeLoading...
