LADENBURG THALMANN FINANCIAL SERVICES INC. 4 SEC Filings

Filed On	Filing
19 Feb 2020	Form 4: Kaufman Brett, Senior Vice President and CFO Returned 318,466.083 shares to the issuer ($1.11M) · Disposed of 387,500 Stock Option (Right to Buy) (Disposition to Issuer) ($515K) · Sold 205.352 shares ($5.13K)
14 Feb 2020	Form 4: Zeitchick Mark, Former Director and Officer Sold 4,000 shares ($100K) · Returned 4,320,791 shares to the issuer ($15.1M) · Disposed of 2,300,000 Stock Option (Right to Buy) (Disposition to Issuer)
14 Feb 2020	Form 4: Simkin Jacqueline M, Former Director Sold 8,000 shares ($201K) · Returned 2,062,738 shares to the issuer ($7.22M) · Disposed of 290,000 Stock Option (Right to Buy) (Disposition to Issuer) ($366K)
14 Feb 2020	Form 4: Malamed Adam Scott, Former Director and Officer Sold 3,900 shares ($97.9K) · Returned 1,617,290 shares to the issuer ($5.66M) · Disposed of 735,000 Stock Option (Right to Buy) (Disposition to Issuer)
14 Feb 2020	Form 4: Lampen Richard, Former Director and Officer Sold 4,000 shares ($100K) · Returned 3,408,249 shares to the issuer ($11.9M) · Disposed of 2,300,000 Stock Option (Right to Buy) (Disposition to Issuer)
14 Feb 2020	Form 4: Krasno Richard M, Former Director Returned 448,917 shares to the issuer ($1.57M) · Disposed of 290,000 Stock Option (Right to Buy) (Disposition to Issuer) ($379K)
14 Feb 2020	Form 4: giovanniello joseph, Former Officer Sold 2,000 shares ($50.2K) · Returned 473,207 shares to the issuer ($1.66M) · Disposed of 155,000 Stock Option (Right to Buy) (Disposition to Issuer) ($206K)
14 Feb 2020	Form 4: Liebowitz Michael, Former Director Returned 271,498 shares to the issuer ($950K)
14 Feb 2020	Form 4: Genson Brian S, Former Director Sold 2,000 shares ($50.2K) · Returned 205,602 shares to the issuer ($720K) · Disposed of 290,000 Stock Option (Right to Buy) (Disposition to Issuer) ($379K)
14 Feb 2020	Form 4: Lorber Howard M, Former Director Returned 3,607,479 shares to the issuer ($12.6M) · Disposed of 2,590,000 Stock Option (Right to Buy) (Disposition to Issuer)
14 Feb 2020	Form 4: Davis Glenn C, Former Director Returned 69,000 shares to the issuer ($242K)
14 Feb 2020	Form 4: Beinstein Henry C, Former Director Returned 233,675 shares to the issuer ($818K) · Disposed of 290,000 Stock Option (Right to Buy) (Disposition to Issuer) ($379K)
09 Jan 2020	Form 4: Kaufman Brett, Senior Vice President and CFO Received 50,000 shares by exercise or conversion ($45K)
09 Jan 2020	Form 4: giovanniello joseph, Senior Vice President Received 50,000 shares by exercise or conversion ($45K)
02 Jul 2019	Form 4: giovanniello joseph, Senior Vice President Received 1,342 shares as a grant or award ($4.37K)
19 Jun 2019	Form 4: Krasno Richard M, Director Received 20,000 shares by exercise or conversion ($14.6K) · Gave up 4,172 shares to cover exercise price or tax ($14.6K)
14 Jun 2019	Form 4: Simkin Jacqueline M, Director Received 30,000 shares as a grant or award
14 Jun 2019	Form 4: Lorber Howard M, Director Received 30,000 shares as a grant or award
14 Jun 2019	Form 4: Liebowitz Michael, Director Received 30,000 shares as a grant or award
14 Jun 2019	Form 4: Krasno Richard M, Director Received 30,000 shares as a grant or award

Comments