Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Effective Employee equity plan (S-8) File № 333-65827

Filed October 16, 1998 · effective October 16, 1998 · 1 takedown, latest May 03, 2021

View registration 22 post-effective amendments

Effective Employee equity plan (S-8) File № 333-210759

Filed April 14, 2016 · effective April 14, 2016

View registration 5 post-effective amendments

10 more registration filings behind a free account

See every share offering and shelf registration WADDELL & REED FINANCIAL INC has filed, and what became of it.

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