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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 4
Notable Late filing notice — 10-K June 29, 2010

(Attach extra sheets if needed.) The Registrant is unable to file its Annual Report on Form 10-K for the year ended March 31, 2010 on a timely basis because of its recent change in management and r...

Notable Late filing notice — 10-Q November 17, 2003

Officer was out of the country.

2 more red-flag filings behind a free account

See every red-flag filing COZUMEL CORP has made, with the filing behind each one.

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