Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 11

Notable Late filing notice — 10-K March 31, 2003

(Attach extra sheets if needed.) The financial statements for the year ended December 31,2002 and 10K are not yet completed.

View filing (NT 10-K)

Notable Late filing notice — 10-Q November 14, 2002

(ATTACH EXTRA SHEETS IF NEEDED.) The financial statements for the quarter ended September 30, 2002 and 10Q are not yet completed.

View filing (NT 10-Q)

9 more red-flag filings behind a free account

See every red-flag filing E XACT TRANSACTIONS LTD has made, with the filing behind each one.

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