MVC CAPITAL, INC. 3 SEC Filings

Filed On	Filing
27 Jul 2020	Form 3: Avni Ron Jonathan, Director Holds 0 shares of No securities are beneficially owned.
27 Jul 2020	Form 3: Lipson Arthur D, Director Holds 202,123 shares of Common Stock
27 Jul 2020	Form 3: Chapman John D., Director Holds 0 shares of No securities are beneficially owned.
05 Jul 2019	Form 3: Kass Douglas, Director Holds 0 shares of No securities are beneficially owned
09 Nov 2018	Form 3: Krase Scott D, Director No securities owned
10 Feb 2015	Form 3: Byrne Kevin M., Chief Compliance Officer Holds 0 shares of See Footnote 1
23 May 2014	Form 3: Mvc CAPITAL, Inc., 10% owner · EQUUS Total Return Inc Holds 2,112,000 shares of Common Stock
02 Oct 2012	Form 3: Goldstein Phillip, Director Holds 37,250 shares of Common Stock
06 Aug 2008	Form 3: Wynnefield Partners Small Cap Value Lp, 10% owner and 8 others Holds 686,236 shares of Common Stock, par value $0.01 per share
09 Apr 2007	Form 3: Holtsberg Warren, Director Holds 500 shares of Common Stock
02 Nov 2006	Form 3: Tokarz Group Advisers Llc, Investment Adviser
20 Mar 2006	Form 3: Taylor William E, Director Holds 0 shares of Common Stock $.01 par value
07 Oct 2005	Form 3: Seidenberg Peter Faust, Chief Financial Officer Holds 0 shares of None
20 Jun 2005	Form 3: Cannell J Carlo, 10% owner Holds 1,615,900 shares of Common Stock
07 Dec 2004	Form 3: Shapiro Jaclyn L, Vice President & Secretary Holds 550 shares of Common Stock, $.01 par value
29 Nov 2004	Form 3: Schuenke Scott, Chief Compliance Officer Holds 100 shares of Common Stock, $.01 par value
22 Jan 2004	Form 3: Spark Frances, Chief Financial Officer Holds 0 shares of Common Stock, $.01 par value
25 Nov 2003	Form 3: Karpus George W, Director Holds 6,000 shares of Common Stock, $.01 par value
21 Nov 2003	Form 3: Knapp Robert C, Director Holds 1,121,900 shares of Common Stock, $.01 par value
21 Nov 2003	Form 3: Feeney Terry, Director Holds 1,121,900 shares of Common Stock, $.01 par value

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