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MVC CAPITAL, INC. 4 SEC Filings

Filed On Filing
29 Dec 2020 Form 4: Schuenke Scott, CHIEF FINANCIAL OFFICER

Returned 3,826.34 shares to the issuer

29 Dec 2020 Form 4: Shapiro-rothchild Jaclyn L, VICE PRESIDENT AND SECRETARY

Returned 4,149.4 shares to the issuer

23 Dec 2020 Form 4: Byrne Kevin M., CHIEF COMPLIANCE OFFICER

Returned 0 shares to the issuer

23 Dec 2020 Form 4: Knapp Robert C, Director

Returned 368,746.3703 shares to the issuer

23 Dec 2020 Form 4: Kass Douglas, Director

Returned 0 shares to the issuer

23 Dec 2020 Form 4: Krase Scott D, Director

Returned 0 shares to the issuer

23 Dec 2020 Form 4: Tokarz Michael T, Director

Returned 1,000,099.56 shares to the issuer

23 Dec 2020 Form 4: Hellerman Gerald, Director

Returned 68,000 shares to the issuer

23 Dec 2020 Form 4: Goldstein Phillip, Director

Returned 13,666 shares to the issuer

23 Dec 2020 Form 4: Lipson Arthur D, Director

Returned 202,123 shares to the issuer

23 Dec 2020 Form 4: Chapman John D., Director

Returned 0 shares to the issuer

17 Jul 2020 Form 4: Mvc CAPITAL, Inc., 10% owner · EQUUS Total Return Inc

Sold 3,228,024 shares ($3.78M)

10 Oct 2019 Form 4: Hellerman Gerald, Director

Bought 1,000 shares ($8.88K)

01 Oct 2019 Form 4: Hellerman Gerald, Director

Bought 2,000 shares ($17.9K)

26 Sep 2019 Form 4: Tokarz Michael T, Director

Bought 1,000 shares ($8.91K) · Bought 1,000 shares ($8.95K)

13 Aug 2019 Form 4: Mvc CAPITAL, Inc., 10% owner · EQUUS Total Return Inc

Sold 608,310 shares ($985K)

30 Jul 2019 Form 4: Mvc CAPITAL, Inc., 10% owner · EQUUS Total Return Inc

Sold 608,310 shares ($1.03M)

26 Jul 2019 Form 4: Mvc CAPITAL, Inc., 10% owner · EQUUS Total Return Inc

Sold 1,216,620 shares ($2.07M) · Acquired 1,216,620 shares (Other Transaction) ($2.07M)

16 Jul 2019 Form 4: Goldstein Phillip, Director

Gave 9,000 shares as a gift

10 Jul 2019 Form 4: Tokarz Michael T, Director

Bought 11,068 shares ($104K)

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