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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 20
Warning Late filing notice — 10-Q May 17, 2010

The Company is in the process of providing information to its independent registered public accounting firm for the quarter ended March 31, 2010 and will be unable to file the Form 10-K in a timely...

Notable Late filing notice — 10-K March 31, 2010

On August 27, 2009, the Public Company Accounting Oversight Board (“PCAOB”) revoked the registration of Moore, the Company’s previous independent registered public accounting firm. This action was ...

18 more red-flag filings behind a free account

See every red-flag filing AMERICAN ENERGY PRODUCTION INC has made, with the filing behind each one.

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