| Assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Of which reported from consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total of which reported from consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Cash and due from banks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total cash and due from banks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Of which reported at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total of which reported at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Interest-bearing deposits with banks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total interest-bearing deposits with banks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Central bank funds sold, securities purchased under resale agreements and securities borrowing transactions |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total central bank funds sold, securities purchased under resale agreements and securities borrowing transactions |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Securities received as collateral, at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total securities received as collateral, at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Of which encumbered |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total of which encumbered |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Trading assets, at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total trading assets, at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Investment securities |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total investment securities
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Other investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total other investments |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Net loans |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total net loans |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Allowance for credit losses |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total allowance for credit losses |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Allowance for loan losses |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total allowance for loan losses |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Premises and equipment |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total premises and equipment
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Goodwill |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total goodwill
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Other intangible assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total other intangible assets
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Brokerage receivables |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total brokerage receivables |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Brokerage receivables, Allowance for credit losses |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total brokerage receivables, Allowance for credit losses |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Other assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total other assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Of which loans held-for-sale reported at lower of cost and market value (amortized cost base) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total of which loans held-for-sale reported at lower of cost and market value (amortized cost base) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Allowance for loans held-for-sale |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total allowance for loans held-for-sale |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Other assets, Allowance for credit losses |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total other assets, Allowance for credit losses |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Assets of discontinued operations held-for-sale |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total assets of discontinued operations held-for-sale |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total assets
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Liabilities and equity |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Due to banks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total due to banks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Of which reported at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total of which reported at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Customer deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total customer deposits |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Of which reported from consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total of which reported from consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Central bank funds purchased, securities sold under repurchase agreements and securities lending transactions |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total central bank funds purchased, securities sold under repurchase agreements and securities lending transactions |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Obligation to return securities received as collateral, at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total obligation to return securities received as collateral, at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Trading liabilities, at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total trading liabilities, at fair value |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Short-term borrowings |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total short-term borrowings
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Long-term debt |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total long-term debt |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Brokerage payables |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total brokerage payables |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Other liabilities |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total other liabilities |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Liabilities of discontinued operations held-for-sale |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total liabilities of discontinued operations held-for-sale |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Liabilities |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Consolidated VIEs |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total liabilities
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Common shares |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total common shares
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Additional paid-in capital |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total additional paid-in capital
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Retained earnings |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total retained earnings
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Treasury shares, at cost
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Accumulated other comprehensive income/(loss) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total accumulated other comprehensive income/(loss) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Shareholders' equity |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total shareholders' equity
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Noncontrolling interests |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total noncontrolling interests |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Equity |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total equity |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total liabilities and equity
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Par value (in CHF per share) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total par value (in CHF per share) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Authorized shares (in shares) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total authorized shares (in shares) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Issued shares (in shares) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Bank |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total issued shares (in shares) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Treasury shares (in shares)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Common shares outstanding (in shares) |
|
|
|
|
|
|
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| Bank |
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| Total common shares outstanding (in shares) |
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