Uni-Pixel 4 SEC Filings

Filed On	Filing
30 Dec 2019	Form 4: Uni-Pixel, Director · AXT, Inc. Received 6,179 shares as a grant or award
28 Aug 2017	Form 4: Hawthorne Jeffrey Alan, Director Returned 33,333 shares to the issuer
28 Aug 2017	Form 4: Christine Russell, Chief Financial Officer Returned 70,000 shares to the issuer
28 Aug 2017	Form 4: Levecchio Anthony J, Director Returned 3,333 shares to the issuer
28 Aug 2017	Form 4: Thompson Malcolm, Director Returned 3,333 shares to the issuer
28 Aug 2017	Form 4: Young Ross Adam, Director Returned 3,333 shares to the issuer
03 Aug 2017	Form 4: Hawthorne Jeffrey Alan, Director Received 37,501 shares by exercise or conversion · Gave up 14,093 shares to cover exercise price or tax ($5.3K)
03 Aug 2017	Form 4: Christine Russell, Chief Financial Officer Received 42,500 shares by exercise or conversion · Gave up 15,971 shares to cover exercise price or tax ($6.01K)
03 Aug 2017	Form 4: Young Ross Adam, Director Received 14,585 shares by exercise or conversion
03 Aug 2017	Form 4: Thompson Malcolm, Director Received 14,585 shares by exercise or conversion
03 Aug 2017	Form 4: Levecchio Anthony J, Director Received 14,585 shares by exercise or conversion
03 Aug 2017	Form 4: Young Sam I, Director Received 16,668 shares by exercise or conversion
03 Aug 2017	Form 4: Doran James E, Director Received 14,585 shares by exercise or conversion
13 Jun 2017	Form 4: Hawthorne Jeffrey Alan, Director Granted 250,000 Restricted Stock Units (RSUs)
13 Jun 2017	Form 4: Christine Russell, Chief Financial Officer Granted 300,000 Restricted Stock Units (RSUs)
13 Jun 2017	Form 4: Young Sam I, Director Granted 100,000 Restricted Stock Units (RSUs)
13 Jun 2017	Form 4: Young Ross Adam, Director Granted 100,000 Restricted Stock Units (RSUs)
13 Jun 2017	Form 4: Thompson Malcolm, Director Granted 100,000 Restricted Stock Units (RSUs)
13 Jun 2017	Form 4: Levecchio Anthony J, Director Granted 100,000 Restricted Stock Units (RSUs)
13 Jun 2017	Form 4: Doran James E, Director Granted 100,000 Restricted Stock Units (RSUs)

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