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Uni-Pixel 4/A SEC Filings

Filed On Filing
30 Dec 2019 Form 4/A: Uni-Pixel, Director · AXT, Inc.

Received 0 shares as a grant or award

03 Aug 2015 Form 4/A: Hawthorne Jeffrey Alan, Director

Received 100,000 shares as a grant or award ($124K)

17 Jul 2008 Form 4/A: Tudor Investment Corp Et Al, 10% owner and 2 others

Disposed of 1,347,375 Series B Preferred Stock (Other Transaction) ($1.55M) · Disposed of 575,943 Warrant to Purchase Common Stock (Other Transaction) ($426K) · Acquired 1,347,375 Series B Preferred Stock (Other Transaction) ($1.55M) · 1 more

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