The company has not filed an annual or quarterly report since its Q3 FY2020 10-Q, filed Aug 6, 2020. Its latest SEC filing is a 15-15D from Oct 16, 2020.
10-Q for Q3 FY2020, filed Aug 6, 2020
The sections below describe the company as of the FY2019 annual report.
Provides securities brokerage services and investing tools to individual investors and traders, and brokerage and custody services to independent investment advisors.
10-K for FY2019, filed Nov 15, 2019
Retail investors and traders access brokerage services online, through branches and mobile apps; independent investment advisors use brokerage and custody services through the company's platform and advisor relationships.
10-K for FY2019, filed Nov 15, 2019We are a leading provider of securities brokerage services and related technology-based financial services to retail clients and…View ↗
Continue to be a leader in the RIA industry. We provide RIAs with comprehensive brokerage and custody services supported by our robust…View ↗
We provide our clients with an array of channels to access our products and services. These include the Internet, our network of retail…View ↗
8-K, filed Oct 6, 2020
As a result of the Merger, a change in control of TD Ameritrade occurred, and TD Ameritrade is now a wholly owned subsidiary of Schwab.View ↗
Trading commissions
The latest report describes free online trades in exchange-listed stocks and exchange-traded funds, while charging a fee per contract on listed stock and exchange-traded fund options; the earlier report describes a low-cost commission structure.
10-K for FY2016, filed Nov 18, 2016 10-K for FY2019, filed Nov 15, 2019We are a leading provider of securities brokerage services and related technology-based financial services to retail investors, traders and…View ↗
Prior to October 3, 2019, we earned commissions and transaction fees on client trades in common and preferred stock, certain ETFs…View ↗
Competes with E*TRADE Financial, Charles Schwab, Fidelity Investments, Merrill Lynch, and Morgan Stanley
10-K for FY2019, filed Nov 15, 2019The market for brokerage services, particularly electronic brokerage services, continues to evolve and is highly competitive. We experience…View ↗
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