TD AMERITRADE HOLDING CORP 4/A SEC Filings

Filed On	Filing
16 Dec 2019	Form 4/A: Peterson Jon C., Chief Financial Officer Gave up 238 shares to cover exercise price or tax ($12.1K)
09 Dec 2019	Form 4/A: Peterson Jon C., Chief Financial Officer Gave up 1,637 shares to cover exercise price or tax ($78.8K)
25 Jun 2019	Form 4/A: Desilva Peter J, EVP, Retail Distribution Gave 5,000 shares as a gift · Received 297 shares as a grant or award
19 Dec 2017	Form 4/A: Boyle Stephen J, EVP and CFO Received 564 shares as a grant or award
22 Nov 2016	Form 4/A: Koplow Ellen L S, EVP, General Counsel and Sec. Sold 41,246 shares ($1.49M)
07 Sep 2016	Form 4/A: Tomczyk Fredric J, Director Received 2,287 shares as a grant or award
09 Dec 2015	Form 4/A: Quirk Steven M., EVP, Trader Group Sold 22,138 shares ($818K)
09 Mar 2015	Form 4/A: Mitchell Mark L, Director Gave 7,000 shares as a gift
08 Jul 2014	Form 4/A: Tessler Allan R, Director Received 17 shares as a grant or award
20 May 2014	Form 4/A: Ricketts J Peter, Director Gave 310 shares as a gift · Received 15 shares as a grant or award
19 Dec 2013	Form 4/A: Ricketts J Peter, Director Gave 740 shares as a gift
08 Oct 2013	Form 4/A: Cohen Marshall A, Director Holds 114,049 shares of Common Stock
08 Oct 2013	Form 4/A: Ricketts J Peter, Director Gave 500 shares as a gift
02 Aug 2013	Form 4/A: Moglia Joseph H, Director Sold 3,118 shares ($69.7K)
12 Jul 2013	Form 4/A: Moglia Joseph H, Director Sold 22,100 shares ($558K) · Sold 35,817 shares ($927K) · Sold 13,600 shares ($357K)
09 Jul 2013	Form 4/A: Moglia Joseph H, Director Sold 8,468 shares ($204K)
30 May 2013	Form 4/A: Moglia Joseph H, Director Disposed of 1,086 Covered Call Options (obligation to sell) (Short Position Expiration)
22 Feb 2013	Form 4/A: Koplow Ellen L S, Executive VP, General Counsel Received 359 shares as a grant or award
22 Feb 2013	Form 4/A: Gerber William, Chief Financial Officer Received 547 shares as a grant or award
08 Jan 2013	Form 4/A: Ricketts Todd M, Director Gave 228,369 shares as a gift · Received 247 shares as a grant or award

Comments