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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 19
Warning Late filing notice — 10-Q April 15, 2009

(Attach extra Sheets if Needed) The Company could not complete the filing of its Quarterly Report on Form 10-Q for the quarter ended February 28, 2009 due to a delay in verifying the accuracy of ce...

Warning Late filing notice — 10-Q January 15, 2009

(Attach extra Sheets if Needed) The Company could not complete the filing of its Quarterly Report on Form 10-Q for the quarter ended November 30, 2008 due to a delay in obtaining and compiling info...

17 more red-flag filings behind a free account

See every red-flag filing APPLIED SOLAR, INC. has made, with the filing behind each one.

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