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APPLIED SOLAR, INC. 4 SEC Filings

Filed On Filing
23 Dec 2009 Form 4: Quercus Trust, 10% owner and 2 others

Disposed of 523,437,264 Warrant (Open Market Sale) · Disposed of 20,000,000 Convertible Note (Open Market Sale)

23 Dec 2009 Form 4: Bartlett Joseph P, 10% owner

Acquired 520,437,264 Warrant (Open Market Purchase) · Acquired 20,000,000 Convertible Note (Open Market Purchase)

27 Mar 2009 Form 4: Field David A, Director

Granted 6,891,810 Stock Option (right to buy)

26 Mar 2009 Form 4
26 Mar 2009 Form 4: Sprinkle Dalton W, General Counsel & Senior VP

Granted 3,678,166 Stock Option (right to buy)

26 Mar 2009 Form 4: Gopal Christopher, Chief Operating Officer

Granted 5,814,280 Stock Option (right to buy)

26 Mar 2009 Form 4: Shields Aidan H, Chief Financial Officer

Granted 3,971,783 Stock Option (right to buy)

05 Feb 2009 Form 4: Quercus Trust, 10% owner and 2 others

Acquired 30,246,600 Warrant (Other Transaction)

19 Nov 2008 Form 4: Anthony David, Director

Bought 12,044,500 shares ($300K)

19 Nov 2008 Form 4: Quercus Trust, 10% owner and 2 others

Sold 12,044,500 shares ($300K)

29 Oct 2008 Form 4: Potashner Kenneth F, Director

Disposed of 250,000 Stock Option (right to buy) (Disposition to Issuer) · Granted 1,459,141 Stock Option (right to buy)

29 Sep 2008 Form 4: Sprinkle Dalton W, General Counsel & SVP

Granted 360,237 Stock Option (right to buy)

29 Sep 2008 Form 4: Gopal Christopher, EVP Worldwide Operations

Granted 819,073 Stock Option (right to buy)

29 Sep 2008 Form 4: Field David A, Director

Granted 2,313,120 Stock Option (right to buy)

29 Sep 2008 Form 4: Saltman David, Director

Granted 500,000 Stock Option (right to buy)

29 Sep 2008 Form 4: Shields Aidan H, Chief Financial Officer

Granted 910,081 Stock Option (right to buy)

24 Sep 2008 Form 4: Quercus Trust, 10% owner and 2 others

Acquired 3,653,564 Warrant (Other Transaction) · Acquired 847,655 Warrant (Other Transaction) · Acquired 235,000,000 Warrant (Open Market Purchase)

16 May 2008 Form 4: Wolfe Thomas D, CTO

Sold 100,000 shares ($25K)

15 May 2008 Form 4: Wolfe Thomas D, CTO

Sold 100,000 shares ($25K) · Sold 129,000 shares ($32.3K)

01 May 2008 Form 4: Quercus Trust, 10% owner and 2 others

Acquired 615,171 Warrant (Other Transaction)

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