| Filed On | Filing |
|---|---|
| 02 Oct 2023 | 15-12G |
| 25 Sep 2023 | EFFECT |
| 21 Sep 2023 |
Form 4: Baylor-Henry Minnie, Director
Returned 59,200 shares to the issuer · Disposed of 12,800 Stock option (right to buy) (Disposition to Issuer) |
| 21 Sep 2023 |
Form 4: Hoffmann Rolf K, Director
Returned 84,000 shares to the issuer · Disposed of 41,000 Stock option (right to buy) (Disposition to Issuer) |
| 21 Sep 2023 |
Form 4: Brenner Randall B., Chief Development & Regulatory
Returned 415,209 shares to the issuer |
| 21 Sep 2023 |
Form 4: Peterson Kristine, Director
Returned 79,000 shares to the issuer · Disposed of 50,000 Stock option (right to buy) (Disposition to Issuer) |
| 21 Sep 2023 |
Form 4: Stein Jeffrey, Director
Returned 68,625 shares to the issuer · Disposed of 62,000 Stock option (right to buy) (Disposition to Issuer) |
| 21 Sep 2023 |
Form 4: Haskel William M., CLO, General Counsel & Sec.
Returned 447,024 shares to the issuer |
| 21 Sep 2023 |
Form 4: Bigham Michael, Director
Received 23,255 shares by exercise or conversion ($100K) · Returned 1,358,032 shares to the issuer |
| 21 Sep 2023 |
Form 4: Franson Timothy R, Director
Returned 72,000 shares to the issuer · Disposed of 62,000 Stock option (right to buy) (Disposition to Issuer) |
| 21 Sep 2023 |
Form 4: Woodrow Adam, President & Chief Commercial
Returned 749,034 shares to the issuer |
| 21 Sep 2023 |
Form 4: Loh Evan, Director
Returned 1,327,981 shares to the issuer |
| 21 Sep 2023 |
Form 4: Dietz Thomas John, Director
Returned 69,250 shares to the issuer · Disposed of 62,000 Stock option (right to buy) (Disposition to Issuer) |
| 21 Sep 2023 |
Form 4: Radie Robert S, Director
Returned 73,000 shares to the issuer · Disposed of 62,000 Stock option (right to buy) (Disposition to Issuer) |
| 21 Sep 2023 | SC 13E3/A |
| 21 Sep 2023 | POS AM |
| 21 Sep 2023 | S-8 POS |
| 21 Sep 2023 | S-8 POS |
| 21 Sep 2023 | S-8 POS |
| 21 Sep 2023 | S-8 POS |
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