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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 14
Warning Late filing notice — 10-K March 02, 2009

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-K Annual Report for the period ended November 30, 2008 because its auditors have not completed their audit of ...

Warning Late filing notice — 10-Q October 16, 2008

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-QSB Quarterly Report for the period ended August 31, 2008 because its unaudited financial statements for that ...

12 more red-flag filings behind a free account

See every red-flag filing CALIFORNIA OIL & GAS CORP has made, with the filing behind each one.

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