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Neuberger Berman Investment Advisers LLC SEC Filings

Filed On Filing
20 Aug 2026 N-PX
13 Aug 2026 13F-NT
18 Jun 2026 AMENDMENT NO. 4 - ESC APPLICATION
14 May 2026 13F-NT
27 Mar 2026 APP ORDR
27 Mar 2026 APP NTC
13 Feb 2026 13F-NT
30 Dec 2025 Form 4: Neuberger Berman Group Llc, 10% owner and 2 others · Getty Images Holdings Inc

Disposed of 38,123,044 shares (Other Transaction)

19 Dec 2025 Form 4: Neuberger Berman Group Llc, 10% owner and 2 others · Getty Images Holdings Inc

Disposed of 15,428,050 shares (Other Transaction)

12 Nov 2025 13F-NT
04 Nov 2025 Form 4: Neuberger Berman Group Llc, 10% owner and 2 others · Getty Images Holdings Inc

Sold 3,470,917 shares ($7.89M)

31 Oct 2025 Form 4: Neuberger Berman Group Llc, 10% owner and 2 others · Getty Images Holdings Inc

Sold 63,000 shares ($131K)

10 Oct 2025 40-APP/A
30 Sep 2025 NB ETF SHARE CLASS EXEMPTIVE APP 4TH NB APP
29 Aug 2025 N-PX
19 Aug 2025 Form 3: Neuberger Berman Investment Advisers Llc, Investment Adviser · Neuberger Asset-Based Credit Fund

No securities owned

13 Aug 2025 13F-NT
23 Jun 2025 NB ETF SHARE CLASS EXEMPTIVE APP 3RD MB APP
13 Jun 2025 40-APP
29 May 2025 Form 4: Neuberger Berman Group Llc, 10% owner and 2 others · E2open Parent Holdings, Inc.

Sold 30,607,831 shares ($98.3M) · Disposed of 10,140,000 Warrants to purchase Class A Common Stock (Open Market Sale) ($1.01K)

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