Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Effective Shelf registration (S-3) File № 333-255786

Filed May 05, 2021 · effective May 19, 2021 at 4:00 pm ET · 2 takedowns, latest April 07, 2023

View registration 1 post-effective amendment

Effective Shelf registration (S-3) File № 333-199302

Filed October 14, 2014 · effective October 23, 2014 at 4:00 pm ET · 1 takedown, latest April 07, 2023

View registration 1 post-effective amendment

26 more registration filings behind a free account

See every share offering and shelf registration Apollo Endosurgery, Inc. has filed, and what became of it.

Comments