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Apollo Endosurgery, Inc. 4 SEC Filings

Filed On Filing
04 Apr 2023 Form 4: McGaughy R Kent Jr, Director

Returned 6,183,603 shares to the issuer · Disposed of 38,667 Stock Option (Right to Buy) (Disposition to Issuer)

04 Apr 2023 Form 4: Cpmg Inc, 10% owner and 1 other

Returned 6,183,603 shares to the issuer

04 Apr 2023 Form 4: Barr John R, Director

Returned 44,082 shares to the issuer · Disposed of 70,457 Non-Qualified Stock Option (right to buy) (Disposition to Issuer)

04 Apr 2023 Form 4: Bankes Jeannette, Director

Returned 17,641 shares to the issuer · Disposed of 28,866 Stock Option (Right to Buy) (Disposition to Issuer)

04 Apr 2023 Form 4: O'keefe Sharon, Director

Returned 35,604 shares to the issuer

04 Apr 2023 Form 4: McKhann Chas, Director

Returned 689,880 shares to the issuer · Disposed of 1,307,903 Stock Option (Right to Buy) (Disposition to Issuer)

04 Apr 2023 Form 4: McClellan William D. Jr., Director

Returned 41,249 shares to the issuer · Disposed of 59,064 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 26,651 Non-Qualified Stock Option (right to buy) (Disposition to Issuer)

04 Apr 2023 Form 4: Molesphini John J, EVP, Operations

Returned 92,626 shares to the issuer · Disposed of 185,588 Stock Option (Right to Buy) (Disposition to Issuer)

04 Apr 2023 Form 4: Gostout Christopher J., Chief Medical Officer

Returned 90,267 shares to the issuer · Disposed of 234,013 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 14,050 Non-Qualified Stock Option (right to buy) (Disposition to Issuer)

04 Apr 2023 Form 4: Gutteridge Mike, VP, Int'l Sales and Marketing

Returned 86,647 shares to the issuer · Disposed of 110,783 Stock Option (Right to Buy) (Disposition to Issuer)

04 Apr 2023 Form 4: Black Jeffrey G., Chief Financial Officer

Returned 335,330 shares to the issuer · Disposed of 270,834 Stock Option (Right to Buy) (Disposition to Issuer)

04 Apr 2023 Form 4: Shimer Julie Ann, Director

Returned 36,021 shares to the issuer · Disposed of 29,809 Non-Qualified Stock Option (right to buy) (Disposition to Issuer) · Disposed of 47,489 Stock Option (Right to Buy) (Disposition to Issuer)

04 Apr 2023 Form 4: Pacitti David, Director

Returned 18,112 shares to the issuer · Disposed of 34,487 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 49,556 Non-Qualified Stock Option (right to buy) (Disposition to Issuer)

30 Dec 2022 Form 4: McGaughy R Kent Jr, Director

Received 2,198,655 shares by conversion ($7.15M)

30 Dec 2022 Form 4: Cpmg Inc, 10% owner and 1 other

Received 2,198,655 shares by conversion ($7.15M)

04 Nov 2022 Form 4: Black Jeffrey G., Chief Financial Officer

Gave up 15,060 shares to cover exercise price or tax ($97.3K)

05 Aug 2022 Form 4: O'keefe Sharon, Director

Received 35,604 shares as a grant or award

05 Aug 2022 Form 4: Black Jeffrey G., Chief Financial Officer

Gave up 6,190 shares to cover exercise price or tax ($40K)

16 Jun 2022 Form 4: Anderson Rick D, Director

Received 14,224 shares as a grant or award · Granted 19,333 Stock Option (Right to Buy)

16 Jun 2022 Form 4: Bankes Jeannette, Director

Received 3,417 shares as a grant or award · Granted 9,533 Stock Option (Right to Buy) · Received 14,224 shares as a grant or award · 1 more

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