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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 3 Delistings · 1
Warning Late filing notice — 10-Q May 15, 2019

Kona Grill, Inc. (“the Company”) has determined that it is unable to file its Quarterly Report on Form 10-Q for the quarter ended March 31, 2019 (the “Form 10-Q”) in a timely manner and that it doe...

Warning Delisting — The Nasdaq Stock Market LLC May 02, 2019

2 more red-flag filings behind a free account

See every red-flag filing KONA GRILL INC has made, with the filing behind each one.

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