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Consolidated statements of financial condition

In millions of USD, except per-share amounts
Q3 FY2015
As of Sep 30, 2015
Q2 FY2015
As of Jun 30, 2015
Q1 FY2015
As of Mar 31, 2015
Q4 FY2014
As of Dec 31, 2014
Q3 FY2014
As of Sep 30, 2014
Q2 FY2014
As of Jun 30, 2014
Q1 FY2014
As of Mar 31, 2014
Q4 FY2013
As of Dec 31, 2013
Q3 FY2013
As of Sep 30, 2013
Q2 FY2013
As of Jun 30, 2013
Q1 FY2013
As of Mar 31, 2013
Q4 FY2012
As of Dec 31, 2012
Q3 FY2012
As of Sep 30, 2012
Q2 FY2012
As of Jun 30, 2012
Q1 FY2012
As of Mar 31, 2012
Q4 FY2011
As of Dec 31, 2011
Q3 FY2011
As of Sep 30, 2011
Q2 FY2011
As of Jun 30, 2011
Assets
Cash and cash equivalents
Cash and securities segregated under federal and other regulations
Accounts receivable, net of allowance for doubtful accounts of $1,329 and $1,900 at September 30, 2015 and December 31, 2014, respectively
Receivables from brokers, dealers and clearing organizations
Property, equipment and leasehold improvements, net of depreciation and amortization of $209,719 and $196,237 at September 30, 2015 and December 31, 2014, respectively
Goodwill
Intangible assets, net
Receivables from related parties
Other assets
Assets held for sale
TOTAL ASSETS
Liabilities and stockholders' equity
LIABILITIES
Accrued compensation
Accounts payable and accrued expenses
Payables to brokers, dealers and clearing organizations
Payables to clearing services customers
Short-term borrowings
Long-term debt
Other liabilities
Liabilities held for sale
Total Liabilities
STOCKHOLDERS' EQUITY
Common stock, $0.01 par value; 400,000,000 shares authorized; 187,509,724 and 144,290,612 shares issued at September 30, 2015 and December 31, 2014, respectively, net of $430 for issuance of common stock for Note receivable
Additional paid in capital, net of $249,570 for issuance of common stock for Note receivable
Retained deficit
Treasury stock, 16,694,912 and 16,724,843 shares of common stock at cost, at September 30, 2015 and December 31, 2014, respectively
Accumulated other comprehensive loss
Total Stockholders' Equity
Non-controlling interests
Total Equity
TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY

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