JMP GROUP LLC 4/A SEC Filings

Filed On	Filing
18 Nov 2021	Form 4/A: Wedbush Securities Inc, 10% owner and 1 other Acquired 4,500,000 shares (Disposition to Issuer) ($33.8M)
23 Apr 2021	Form 4/A: Jolson Joseph A, Director Acquired 200,000 shares (Other Transaction) · Disposed of 200,000 shares (Other Transaction)
22 Apr 2021	Form 4/A: Jolson Joseph A, Director Granted 125,129 Restricted Share Unit
04 Jan 2021	Form 4/A: Slaughter Staci, Director Granted 3,122 Restricted Share Unit
02 Jul 2020	Form 4/A: DiPietro David M, Director Received 5,067 shares by exercise or conversion
10 Apr 2019	Form 4/A: Jolson Joseph A, Director Bought 3,150 shares ($12.7K)
21 Mar 2019	Form 4/A: Jolson Joseph A, Director Bought 0 shares
19 Mar 2018	Form 4/A: Jmp Group Llc, 10% owner and 4 others · Harvest Capital Credit Corp Bought 3,900 shares ($42.6K) · Bought 3,320 shares ($35.8K) · Bought 2,641 shares ($28.9K)
18 Dec 2017	Form 4/A: Jmp Group Llc, 10% owner and 4 others · Harvest Capital Credit Corp Bought 8,803 shares ($96.2K) · Bought 300 shares ($3.3K) · Bought 100 shares ($1.1K) · 1 more
06 Jan 2015	Form 4/A: Jackson Raymond, CFO Gave up 13,772 shares to cover exercise price or tax
25 Mar 2014	Form 4/A: Jmp Group Inc., 10% owner and 2 others · Harvest Capital Credit Corp Disposed of 12,773 shares (Other Transaction) ($191K)

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