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JMP GROUP LLC SEC Filings

Filed On Filing
14 Dec 2021 FORM 15-12B
10 Dec 2021 25-NSE
18 Nov 2021 Form 4/A: Wedbush Securities Inc, 10% owner and 1 other

Acquired 4,500,000 shares (Disposition to Issuer) ($33.8M)

18 Nov 2021 Form 4: Wedbush Securities Inc, 10% owner and 1 other

Returned 4,500,000 shares to the issuer ($33.8M)

17 Nov 2021 Form 4: Jackson Raymond, CFO

Returned 99,887 shares to the issuer ($749K)

17 Nov 2021 Form 4: Orszag Jonathan M, Director

Returned 183,325.4826 shares to the issuer ($1.37M) · Disposed of 2,457 Restricted Share Unit (Disposition to Issuer)

17 Nov 2021 Form 4: Slaughter Staci, Director

Returned 9,257 shares to the issuer ($69.4K) · Disposed of 2,048 Restricted Share Unit (Disposition to Issuer)

17 Nov 2021 Form 4: Tongue Glenn H, Director

Returned 258,357 shares to the issuer ($1.94M) · Disposed of 3,274 Restricted Share Unit (Disposition to Issuer)

17 Nov 2021 Form 4: Lunenburg Harry Mark, Director

Returned 215,206 shares to the issuer ($1.61M) · Disposed of 2,864 Restricted Share Unit (Disposition to Issuer)

17 Nov 2021 Form 4: Karmin Kenneth M, Director

Returned 260,039 shares to the issuer ($1.95M) · Disposed of 3,683 Restricted Share Unit (Disposition to Issuer)

17 Nov 2021 Form 4: Wright Thomas Rowe, Director of Equities

Returned 429,058 shares to the issuer ($3.22M) · Disposed of 5,862 Restricted Share Unit (Disposition to Issuer)

17 Nov 2021 Form 4: Lehmann Mark L, Director

Returned 737,238 shares to the issuer ($5.53M)

17 Nov 2021 Form 4: Johnson Craig R, Director

Returned 1,367,220 shares to the issuer ($10.3M) · Disposed of 13,097 Restricted Share Unit (Disposition to Issuer)

17 Nov 2021 Form 4: Mack Carter D, Director

Returned 1,368,631 shares to the issuer ($10.3M)

17 Nov 2021 Form 4: Jolson Joseph A, Director

Returned 6,765,536 shares to the issuer ($50.7M) · Disposed of 125,129 Restricted Share Unit (Disposition to Issuer)

17 Nov 2021 Form 4: Tongue Glenn H, Director

Received 3,273 shares by exercise or conversion

16 Nov 2021 25-NSE
15 Nov 2021 FORM S-8 POS
15 Nov 2021 FORM S-8 POS
15 Nov 2021 8-K: Completion of Acquisition or Disposition of Assets; Notice of Delisting or Failure to Satisfy a Listing Rule +3 more

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