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SEARS HOLDINGS CORP 4 SEC Filings

Filed On Filing
14 May 2019 Form 4: Lampert Edward S, 10% owner and 5 others

Disposed of 3,837,788 shares (Other Transaction)

05 Feb 2019 Form 4: Lampert Edward S, Director and 7 others

Acquired 0 Second Lien Term Loan (Open Market Purchase)

30 Jan 2019 Form 4: Lampert Edward S, Director and 7 others

Disposed of 0 Second Lien Term Loan (Open Market Sale)

31 Dec 2018 Form 4: Lampert Edward S, Director and 5 others

Returned 1,327,137 shares to the issuer

12 Oct 2018 Form 4: Berkowitz Bruce R, 10% owner

Sold 137,400 shares ($57.7K)

09 Oct 2018 Form 4: Berkowitz Bruce R, 10% owner

Sold 75,100 shares ($48.8K) · Sold 37,100 shares ($22.6K) · Sold 29,600 shares ($17.5K)

03 Oct 2018 Form 4: Berkowitz Bruce R, 10% owner

Sold 125,200 shares ($104K) · Sold 55,300 shares ($45.3K) · Sold 1,600 shares ($1.33K)

02 Oct 2018 Form 4: Lampert Edward S, Director and 5 others

Received 159,574 shares as a grant or award

05 Sep 2018 Form 4: Lampert Edward S, Director and 5 others

Received 159,574 shares as a grant or award

28 Aug 2018 Form 4: Berkowitz Bruce R, 10% owner

Sold 177,500 shares ($197K) · Sold 32,000 shares ($35.2K)

23 Aug 2018 Form 4: Berkowitz Bruce R, 10% owner

Sold 110,500 shares ($137K) · Sold 123,600 shares ($147K) · Sold 1,200 shares ($1.35K)

02 Aug 2018 Form 4: Lampert Edward S, Director and 5 others

Received 159,575 shares as a grant or award

03 Jul 2018 Form 4: Lampert Edward S, Director and 5 others

Received 159,575 shares as a grant or award

05 Jun 2018 Form 4: Munjal Leena, Chief Digital Officer

Received 3,960 shares by exercise or conversion · Gave up 1,161 shares to cover exercise price or tax ($2.65K)

04 Jun 2018 Form 4: Lampert Edward S, Director and 5 others

Received 159,575 shares as a grant or award

02 May 2018 Form 4: Lampert Edward S, Director and 5 others

Received 159,575 shares as a grant or award

03 Apr 2018 Form 4: Lampert Edward S, Director and 5 others

Received 159,575 shares as a grant or award

22 Mar 2018 Form 4: Lampert Edward S, Director and 7 others

Granted 0 6 5/8% Senior Secured Convertible PIK Toggle Notes · Granted 0 8% Senior Unsecured Convertible PIK Toggle Notes · Granted 0 Second Lien Term Loan

22 Mar 2018 Form 4: Reese Ann N, Director

Granted 0 8% Senior Unsecured Convertible PIK Toggle Notes due 2019

22 Mar 2018 Form 4: Tisch Thomas J, Director

Granted 0 8% Senior Unsecured Convertible PIK Toggle Notes due 2019

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