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SEARS HOLDINGS CORP 4/A SEC Filings

Filed On Filing
24 Dec 2015 Form 4/A: Berkowitz Bruce R, 10% owner

Holds 71,700 shares of Common Shares, $.01 par value

25 Nov 2014 Form 4/A: DePodesta Paul G., Director

Exercised 31 Subscription Rights (right to buy) · Acquired 545 Common Stock Warrants (right to buy) (Option Exercise/Conversion)

25 Nov 2014 Form 4/A: Tisch Thomas J, Director

Exercised 19,384 Subscription Rights (right to buy) · Acquired 341,146 Common Stock Warrants (right to buy) (Option Exercise/Conversion)

03 Oct 2014 Form 4/A: Berkowitz Bruce R, 10% owner

Bought 49,200 shares ($1.3M)

05 Mar 2014 Form 4/A: Lampert Edward S, Director and 8 others

Received 10,310 shares as a grant or award

24 May 2006 Form 4/A: Lacy Alan J, Director

Received 36,692 shares as a grant or award

12 Dec 2005 Form 4/A: Reese Ann N, Director

Bought 5,000 shares ($615K)

20 May 2005 Form 4/A: Day Julian C, Director

Received 53,578 shares by exercise or conversion ($1.07M)

31 Mar 2005 Form 4/A: Esl Investments Inc, 10% owner and 9 others

Acquired 39,122,518 shares (Other Transaction) ($5.18B) · Received 25,901,440 shares by exercise ($337M)

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