| Filed On | Filing |
|---|---|
| 09 Aug 2019 | SEC STAFF ACTION |
| 08 Aug 2019 | T-3/A |
| 07 Aug 2019 | CORRESP |
| 30 Jul 2019 | UPLOAD |
| 18 Jul 2019 | T-3 |
| 14 Feb 2017 | SC 13G/A |
| 14 Feb 2017 | SC 13G/A |
| 08 Feb 2017 | SC 13G/A |
| 31 Jan 2017 | SCHEDULE 13G/A |
| 12 Dec 2016 | SC 13G/A |
| 09 Dec 2016 | 15-12B |
| 08 Dec 2016 | EFFECT |
| 05 Dec 2016 | SCHEDULE 13G |
| 01 Dec 2016 |
Form 4: Broadfin Healthcare Master Fund Ltd, 10% owner and 2 others
Returned 4,361,291 shares to the issuer |
| 01 Dec 2016 | SC 13D/A |
| 30 Nov 2016 |
Form 4: Plutzky Jorge Md, Director
Disposed of 31,182 Stock Option (Right to Buy) (Disposition to Issuer) |
| 30 Nov 2016 |
Form 4: Perry Gregory D, See Remarks
Disposed of 509,000 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 35,000 Restricted Stock Units (Disposition to Issuer) |
| 30 Nov 2016 |
Form 4: Louis Roger, Chief Compliance Officer
Disposed of 102,000 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 8,000 Restricted Stock Units (Disposition to Issuer) |
| 30 Nov 2016 |
Form 4: Harshbarger Benjamin, General Counsel and Secretary
Returned 1,704 shares to the issuer · Disposed of 105,225 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 23,415 Restricted Stock Units (Disposition to Issuer) |
| 30 Nov 2016 |
Form 4: Chan Barbara Y, VP, Chief Accounting Officer
Disposed of 26,000 Stock Option (Right to Buy) (Disposition to Issuer) |
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