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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 5
Warning Late filing notice — 10-K March 02, 2010

Information necessary for the filing of a complete and accurate Form 10-K could not be gathered and reviewed within the prescribed time period without unreasonable effort and expense to the Company.

Warning Late filing notice — 10-Q October 16, 2009

The Company has experienced delays in completing its Quarterly Report on Form 10-Q for the period ended May 31, 2009 due to the sudden resignation of a person critical to the bookkeeping process. T...

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See every red-flag filing APC Group, Inc has made, with the filing behind each one.

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