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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 13 Deregistrations · 1
Warning Deregistration (Form 15) July 21, 2015
Notable Late filing notice — 10-Q May 15, 2015

The compilation, verification and review of the information required to be presented in the Form 10-Q has required additional time rendering timely filing of the Form 10-Q impracticable without und...

12 more red-flag filings behind a free account

See every red-flag filing Umbra Companies, Inc. has made, with the filing behind each one.

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