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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 11
Notable Late filing notice — 10-Q March 17, 2010

(Attach extra Sheets if Needed) The Company’s management is presently involved in supervising, preparing, submitting and negotiating various proposals and submissions to utilities and planning and ...

Warning Late filing notice — 10-K January 28, 2010

(Attach extra Sheets if Needed) The Company has experienced a significant reduction in both employees and management personnel over the last fiscal year due to factors specific to the Company (the ...

9 more red-flag filings behind a free account

See every red-flag filing GWS Technologies, Inc. has made, with the filing behind each one.

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