SPECTRUM MANAGEMENT HOLDING COMPANY, LLC SEC Filings

Acquired 3,286,825 shares (Other Transaction) · Acquired 4,223,621 Series C Convertible Preferred Stock (Other Transaction)

Granted 16,461 Restricted Stock Units

Received 20,000 shares by exercise or conversion

Received 3,286,825 shares as a grant or award · Disposed of 31,928,301 Series B Convertible Preferred Stock (Disposition to Issuer) · Granted 4,223,621 Series C Convertible Preferred Stock

Granted 20,000 Restricted Stock Units

Received 21,478 shares by exercise or conversion

Granted 4,419,098 Series B Convertible Preferred Stock

Granted 21,478 Restricted Stock Units

Granted 2,685 Restricted Stock Units

Granted 336,632 Restricted Stock Units

Received 200,000 shares by exercise or conversion

Granted 200,000 Restricted Stock Units

Received 100,200 shares by exercise or conversion

Received 44,046 shares by exercise or conversion

Granted 17,077 Restricted Stock Units

Granted 53,938 Restricted Stock Units