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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 7
Warning Late filing notice — 10-K April 01, 2010

The Registrant has been unable to complete and file, when originally due, the Annual Report on Form 10-K as a result of delays in completing the financial statements due to lack of staffing in the ...

Notable Late filing notice — 10-Q August 17, 2009

The Registrant has been unable to complete and file, when originally due, the Quarterly Report on Form 10-Q as a result of delays in finalizing the financial statements in time for the independent ...

5 more red-flag filings behind a free account

See every red-flag filing Thomas Pharmaceuticals, Ltd. has made, with the filing behind each one.

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