Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Effective Shelf registration (S-3) File № 333-198974

Filed September 26, 2014 · effective April 09, 2015 at 4:00 pm ET · 1 takedown, latest February 13, 2025

View registration 1 amendment 1 post-effective amendment

Effective Registration File № 333-146777

Filed October 17, 2007

View registration 3 post-effective amendments

10 more registration filings behind a free account

See every share offering and shelf registration RETAIL OPPORTUNITY INVESTMENTS CORP has filed, and what became of it.

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