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RETAIL OPPORTUNITY INVESTMENTS CORP 4 SEC Filings

Filed On Filing
14 Feb 2025 Form 4: Baker Richard A., Director

Returned 370,746 shares to the issuer ($6.49M) · Granted 66,564 OP Units · Disposed of 79,199 OP Units (Disposition to Issuer) ($1.39M)

14 Feb 2025 Form 4: Haines Michael B., EVP CFO, TREASURER & SECRETARY

Returned 449,609 shares to the issuer ($7.87M) · Granted 188,634 OP Units · Disposed of 224,645 OP Units (Disposition to Issuer) ($3.93M)

14 Feb 2025 Form 4: Indiveri Michael J., Director

Returned 103,084 shares to the issuer ($1.8M)

14 Feb 2025 Form 4: Jenkins Zabrina, Director

Returned 19,194 shares to the issuer ($336K)

14 Feb 2025 Form 4: Tanz Stuart A, Director

Returned 2,316,555 shares to the issuer ($40.5M) · Granted 612,922 OP Units · Disposed of 726,649 OP Units (Disposition to Issuer) ($12.7M)

14 Feb 2025 Form 4: Silveira Lauren N., VP, Chief Accounting Officer

Returned 33,686 shares to the issuer ($590K)

14 Feb 2025 Form 4: Ho Angela K, Director

Returned 26,350 shares to the issuer ($461K)

14 Feb 2025 Form 4: Neibart Lee S, Director

Returned 137,034 shares to the issuer ($2.4M)

14 Feb 2025 Form 4: Schoebel Richard K., Chief Operating Officer

Returned 576,012 shares to the issuer ($10.1M) · Granted 204,868 OP Units · Disposed of 244,355 OP Units (Disposition to Issuer) ($4.28M)

14 Feb 2025 Form 4: Zorn Eric S, Director

Returned 90,296 shares to the issuer ($1.58M)

14 Feb 2025 Form 4: Pitts Adrienne Banks, Director

Returned 19,194 shares to the issuer ($336K)

14 Feb 2025 Form 4: Pomerantz Laura H, Director

Returned 58,684 shares to the issuer ($1.03M)

21 Jan 2025 Form 4: Baker Richard A., Director

Received 17,466 shares as a grant or award · Gave up 5,650 shares to cover exercise price or tax ($98.3K)

03 Jan 2025 Form 4: Tanz Stuart A, Director

Gave up 38,268 shares to cover exercise price or tax ($664K)

03 Jan 2025 Form 4: Schoebel Richard K., Chief Operating Officer

Gave up 12,742 shares to cover exercise price or tax ($221K)

03 Jan 2025 Form 4: Silveira Lauren N., VP, Chief Accounting Officer

Gave up 3,423 shares to cover exercise price or tax ($59.4K)

03 Jan 2025 Form 4: Baker Richard A., Director

Gave up 5,390 shares to cover exercise price or tax ($93.6K)

03 Jan 2025 Form 4: Haines Michael B., EVP CFO, TREASURER & SECRETARY

Gave up 11,774 shares to cover exercise price or tax ($204K)

30 Dec 2024 Form 4: Haines Michael B., EVP CFO, TREASURER & SECRETARY

Received 67,944 shares as a grant or award · Gave up 56,638 shares to cover exercise price or tax ($983K)

30 Dec 2024 Form 4: Tanz Stuart A, Director

Received 219,178 shares as a grant or award · Gave up 203,007 shares to cover exercise price or tax ($3.52M)

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