| Filed On | Filing |
|---|---|
| 26 Jul 2021 | 15-12B |
| 23 Jul 2021 |
Form 4/A: Hoerter Steven L., Director
Disposed of 26,342 Stock Option (right to buy) (Disposition to Issuer) |
| 19 Jul 2021 |
Form 4: Humphrey Jeffrey, Chief Medical Officer
Disposed of 133,000 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 35,055 Stock Options (Right to buy) (Disposition to Issuer) |
| 19 Jul 2021 |
Form 4: Valentine Karen, See Remarks
Disposed of 58,600 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 104,364 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 41,800 Stock Options (Right to buy) (Disposition to Issuer) |
| 19 Jul 2021 |
Form 4: Trehu Elizabeth, Director
Disposed of 52,684 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 13,171 Stock Options (Right to buy) (Disposition to Issuer) |
| 19 Jul 2021 |
Form 4: Trojer Patrick, Chief Scientific Officer
Disposed of 72,050 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 238,708 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 55,000 Stock Options (Right to buy) (Disposition to Issuer) |
| 19 Jul 2021 |
Form 4: Reeve Emma, Chief Financial Officer
Disposed of 60,000 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 221,369 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 66,950 Stock Options (Right to buy) (Disposition to Issuer) |
| 19 Jul 2021 |
Form 4: Raythatha Jigar, Director
Returned 14,961 shares to the issuer · Disposed of 200,000 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 1,259,736 Stock Option (right to buy) (Disposition to Issuer) · 1 more |
| 19 Jul 2021 |
Form 4: Hoerter Steven L., Director
Disposed of 13,171 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 39,513 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 13,171 Stock Options (Right to buy) (Disposition to Issuer) |
| 19 Jul 2021 |
Form 4: Goldsmith Mark A, Director
Returned 89,857 shares to the issuer · Disposed of 13,171 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 41,525 Stock Option (right to buy) (Disposition to Issuer) · 1 more |
| 19 Jul 2021 |
Form 4: Braunstein Scott, Director
Disposed of 13,171 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 26,342 Stock Option (right to buy) (Disposition to Issuer) · Disposed of 13,171 Stock Options (Right to buy) (Disposition to Issuer) |
| 19 Jul 2021 |
Form 4: Audia James E, Director
Returned 25,434 shares to the issuer · Disposed of 13,171 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 79,403 Stock Option (right to buy) (Disposition to Issuer) · 1 more |
| 19 Jul 2021 |
Form 4: Levy Richard S, Director
Disposed of 39,513 Stock Option (right to buy) (Disposition to Issuer) |
| 16 Jul 2021 | EFFECT |
| 15 Jul 2021 | 8-K: Completion of Acquisition or Disposition of Assets; Notice of Delisting or Failure to Satisfy a Listing Rule +4 more |
| 15 Jul 2021 | S-8 POS |
| 15 Jul 2021 | S-8 POS |
| 15 Jul 2021 | S-8 POS |
| 15 Jul 2021 | S-8 POS |
| 15 Jul 2021 | POSASR |
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