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Red Flags

Filings a company makes when something has gone wrong, or is about to: a missed reporting deadline (NT 10-K/Q), a delisting from its exchange (Form 25), a deregistration that ends SEC reporting altogether (Form 15), or an insider's notice of intent to sell restricted stock (Form 144). Any one can be routine — Form 144s are filed constantly, and a late filing is sometimes just a late filing — so what is worth reading here is the pattern and the timing.

Late filings · 1 Delistings · 1 Deregistrations · 1
Warning Deregistration (Form 15) December 23, 2019
Warning Late filing notice — 10-Q August 09, 2019

Cloud Peak Energy Inc. (together with its subsidiaries, the “Company”) has experienced delays in the preparation and filing of its Quarterly Report on Form 10-Q for the period ended June 30, 2019 (...

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See every red-flag filing CLOUD PEAK ENERGY INC. has made, with the filing behind each one.

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