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GAIN Capital Holdings, Inc. 3 SEC Filings

Filed On Filing
16 Oct 2019 Form 3: Rhoten John Douglas, Director

No securities owned

23 Jan 2018 Form 3: Richards Mark William Lane, Director

No securities owned

13 Nov 2017 Form 3: Hine Alastair, Chief Operating Officer

No securities owned

06 Oct 2017 Form 3: Goor Alex, Director

Holds 5,000 shares of Common Stock

22 Aug 2017 Form 3: Ipgl Ltd, 10% owner and 1 other

Holds 653,031 shares of Common Stock, par value $0.00001 per share

19 May 2017 Form 3: Ipgl Ltd, 10% owner and 1 other

Holds 150,050 shares of Common Stock, par value $0.00001 per share

03 May 2017 Form 3: Senvest Management, Llc, 10% owner and 1 other

Holds 4,807,461 shares of Common Stock, $0.00001 par value per share

09 May 2016 Form 3: Rose Nigel, Chief Financial Officer

Holds 51,471 shares of Common Stock

01 Aug 2014 Form 3: Rima Senvest MANAGEMENT, L.l.c., 10% owner and 1 other

Holds 432,816 shares of Common Stock, $0.00001 par value

07 Mar 2014 Form 3: Emerson Jason, Chief Financial Officer

No securities owned

12 Jul 2013 Form 3: 3I Investments Plc, Member of 10% owner group

Holds 851,967 shares of Common Stock

14 Mar 2013 Form 3: Master Global Assets Ltd, 10% owner and 2 others

Holds 3,512,328 shares of Common Stock

05 May 2011 Form 3: Bevilacqua Thomas A, Director

No securities owned

02 Mar 2011 Form 3: Scott Jeffrey, Chief Commercial Officer

No securities owned

27 Jan 2011 Form 3: Rotsztain Diego, See Remarks

No securities owned

14 Dec 2010 Form 3: Carlough Daryl, Chief Accounting Officer
14 Dec 2010 Form 3: Sugden Chris, Director
14 Dec 2010 Form 3: Calhoun Christopher Warren, Director

Holds 45,000 shares of Common Stock

14 Dec 2010 Form 3: O'Brien Kenneth William, SVP, Strategic Integration
14 Dec 2010 Form 3: Bobinski Alex R, Exec. Vice Pres., Operations

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