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GAIN Capital Holdings, Inc. SEC Filings

Filed On Filing
10 Aug 2020 FORM 15-12B
06 Aug 2020 FORM S-8 POS
06 Aug 2020 FORM S-8 POS
06 Aug 2020 FORM S-8 POS
04 Aug 2020 Form 4: Stevens Glenn Henry, Director

Disposed of 19,103 shares (Grant/Award Acquisition) ($115K) · Returned 1,986,888 shares to the issuer ($11.9M) · Received 129,969 shares as a grant or award ($780K)

04 Aug 2020 Form 4: Sugden Chris, Director

Returned 172,335 shares to the issuer ($1.03M)

04 Aug 2020 Form 4: Calhoun Christopher Warren, Director

Returned 39,963 shares to the issuer ($240K)

04 Aug 2020 Form 4: Bevilacqua Thomas A, Director

Returned 109,477 shares to the issuer ($657K)

04 Aug 2020 Form 4: Schenk Joseph A, Director

Returned 237,219 shares to the issuer ($1.42M)

04 Aug 2020 Form 4: Rose Nigel, Chief Financial Officer

Returned 119,930 shares to the issuer ($720K) · Received 22,935 shares as a grant or award ($138K)

04 Aug 2020 Form 4: Rotsztain Diego, General Counsel and Secretary

Returned 167,859 shares to the issuer ($1.01M) · Received 30,581 shares as a grant or award ($183K)

04 Aug 2020 Form 4: Hine Alastair, Chief Operating Officer

Returned 67,389 shares to the issuer ($404K) · Received 22,935 shares as a grant or award ($138K)

04 Aug 2020 Form 4: Ipgl Ltd, Director and 1 other

Returned 5,582,981 shares to the issuer

04 Aug 2020 SC 13D/A
31 Jul 2020 25-NSE
31 Jul 2020 8-K: Entry into a Material Definitive Agreement; Triggering Events That Accelerate a Financial Obligation +6 more
29 Jul 2020 Form 4: Quick Peter, Director

Received 52,024 shares by exercise or conversion ($199K)

23 Jul 2020 8-K: Results of Operations and Financial Condition; Regulation FD Disclosure
21 Jul 2020 Form 4: Schenk Joseph A, Director

Received 40,000 shares by exercise or conversion ($153K)

17 Jul 2020 PX14A6G

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