Capital Raising

Registration statements are a company's standing capacity to issue securities — employee equity plans, shelf registrations it can draw on, and offerings. Frequent shelf takedowns can mean dilution; an S-1 is how a company first comes to market.

Effective Shelf registration (S-3) File № 333-177492

Filed October 25, 2011 · effective November 02, 2011 at 4:00 pm ET · 1 takedown, latest March 06, 2023

View registration 1 amendment 1 post-effective amendment

Effective Shelf registration (S-3) File № 333-249956

Filed November 09, 2020 · effective March 02, 2021 at 4:00 pm ET

View registration 2 amendments 1 post-effective amendment

23 more registration filings behind a free account

See every share offering and shelf registration COWEN INC. has filed, and what became of it.

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