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Ra Pharmaceuticals, Inc. SEC Filings

Filed On Filing
13 Apr 2020 15-12B
08 Apr 2020 EFFECT
06 Apr 2020 NEW ENTERPRISE ASSOCIATES 13, L.P. - 13DA4E
03 Apr 2020 Form 4: New Enterprise Associates 13 Lp, 10% owner and 5 others

Returned 6,135,234 shares to the issuer

03 Apr 2020 Form 4: Mathers Edward T, Director

Disposed of 45,000 Stock Option (Right to Buy) (Disposition to Issuer)

03 Apr 2020 Form 4: Treco Douglas A, Director

Returned 234,707 shares to the issuer ($11.3M) · Disposed of 1,206,116 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 20,833 Restricted Stock Units (Disposition to Issuer)

03 Apr 2020 Form 4: Lubner David Charles, Executive VP and CFO

Returned 15,622 shares to the issuer ($750K) · Disposed of 544,426 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 10,416 Restricted Stock Units (Disposition to Issuer)

03 Apr 2020 Form 4: Ricardo Alonso, See Remarks

Returned 2,973 shares to the issuer ($143K) · Disposed of 271,820 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 4,375 Restricted Stock Units (Disposition to Issuer)

03 Apr 2020 Form 4: Read Simon, Chief Scientific Officer

Returned 12,595 shares to the issuer ($605K) · Disposed of 327,356 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 9,166 Restricted Stock Units (Disposition to Issuer)

03 Apr 2020 Form 4: Farzaneh-Far Ramin, Chief Medical Officer

Returned 14,492 shares to the issuer ($696K) · Disposed of 370,264 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 10,416 Restricted Stock Units (Disposition to Issuer)

03 Apr 2020 Form 4: Cumbo Alexander, Director

Disposed of 40,000 Stock Option (Right to Buy) (Disposition to Issuer)

03 Apr 2020 Form 4: Pearson Timothy R, Director

Disposed of 67,857 Stock Option (Right to Buy) (Disposition to Issuer)

03 Apr 2020 Form 4: King John C, Chief Commercial Officer

Returned 10,823 shares to the issuer ($520K) · Disposed of 297,000 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 30,658 Restricted Stock Units (Disposition to Issuer)

03 Apr 2020 Form 4: Shah Rajeev M., Director

Returned 4,858,260 shares to the issuer ($233M) · Disposed of 45,000 Stock Option (Right to Buy) (Disposition to Issuer)

03 Apr 2020 Form 4: Heft Robert, Director

Disposed of 67,857 Stock Option (Right to Buy) (Disposition to Issuer)

03 Apr 2020 Form 4: Ra Capital MANAGEMENT, L.p., Director and 2 others

Returned 4,858,260 shares to the issuer ($233M)

03 Apr 2020 Form 4: Brennan Aoife, Director

Disposed of 40,000 Stock Option (Right to Buy) (Disposition to Issuer)

03 Apr 2020 10-K/A
02 Apr 2020 8-K: Completion of Acquisition or Disposition of Assets; Notice of Delisting or Failure to Satisfy a Listing Rule +5 more
02 Apr 2020 S-8 POS

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