| Filed On | Filing |
|---|---|
| 13 Apr 2020 | 15-12B |
| 08 Apr 2020 | EFFECT |
| 06 Apr 2020 | NEW ENTERPRISE ASSOCIATES 13, L.P. - 13DA4E |
| 03 Apr 2020 |
Form 4: New Enterprise Associates 13 Lp, 10% owner and 5 others
Returned 6,135,234 shares to the issuer |
| 03 Apr 2020 |
Form 4: Mathers Edward T, Director
Disposed of 45,000 Stock Option (Right to Buy) (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Treco Douglas A, Director
Returned 234,707 shares to the issuer ($11.3M) · Disposed of 1,206,116 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 20,833 Restricted Stock Units (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Lubner David Charles, Executive VP and CFO
Returned 15,622 shares to the issuer ($750K) · Disposed of 544,426 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 10,416 Restricted Stock Units (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Ricardo Alonso, See Remarks
Returned 2,973 shares to the issuer ($143K) · Disposed of 271,820 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 4,375 Restricted Stock Units (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Read Simon, Chief Scientific Officer
Returned 12,595 shares to the issuer ($605K) · Disposed of 327,356 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 9,166 Restricted Stock Units (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Farzaneh-Far Ramin, Chief Medical Officer
Returned 14,492 shares to the issuer ($696K) · Disposed of 370,264 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 10,416 Restricted Stock Units (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Cumbo Alexander, Director
Disposed of 40,000 Stock Option (Right to Buy) (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Pearson Timothy R, Director
Disposed of 67,857 Stock Option (Right to Buy) (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: King John C, Chief Commercial Officer
Returned 10,823 shares to the issuer ($520K) · Disposed of 297,000 Stock Option (Right to Buy) (Disposition to Issuer) · Disposed of 30,658 Restricted Stock Units (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Shah Rajeev M., Director
Returned 4,858,260 shares to the issuer ($233M) · Disposed of 45,000 Stock Option (Right to Buy) (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Heft Robert, Director
Disposed of 67,857 Stock Option (Right to Buy) (Disposition to Issuer) |
| 03 Apr 2020 |
Form 4: Ra Capital MANAGEMENT, L.p., Director and 2 others
Returned 4,858,260 shares to the issuer ($233M) |
| 03 Apr 2020 |
Form 4: Brennan Aoife, Director
Disposed of 40,000 Stock Option (Right to Buy) (Disposition to Issuer) |
| 03 Apr 2020 | 10-K/A |
| 02 Apr 2020 | 8-K: Completion of Acquisition or Disposition of Assets; Notice of Delisting or Failure to Satisfy a Listing Rule +5 more |
| 02 Apr 2020 | S-8 POS |
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